Get Your RoHS Certification!

In today’s world with increasing environmental consciousness, it is vital to dispose of equipment properly after the intended lifetime. Targeting hazardous e-waste is one of the vital roles played by RoHS; elaborately explaining RoHS certification itself, RoHS objectives, substances involved, certification processes, and applicability in curbing environmental contamination.

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Introduction to RoHS Certification

Excessive e-waste is becoming a major concern for the environment. E-waste contains toxic chemicals that can be leached into land and water, thereby causing the contamination of the ecosystem and inflicting health hazards onto humans. As the threat is realized, regulatory bodies across the globe began introducing initiatives to limit the use of such hazardous substances in electronic products. Probably the most distinguished regulation in this field is the RoHS, i.e., Restriction of Hazardous Substances. 

RoHS Certification

What does RoHS Certification mean?

An EU regulation known as the Restrictions of Hazardous Substances (RoHS) prohibits certain substances from being used in electrical and electronic equipment (EEE). The goal of RoHS certification is to safeguard the environment and public health from e-waste. As a result, those products would have a negligible environmental impact because hazardous materials would not pollute the environment, making recycling and disposal simple. RoHS compliance has become a legal requirement in many countries today, and both consumers and manufacturers can recognize this as an environmental responsibility.

Substances Prohibited Under RoHS Certification

At present, the RoHS Directive prohibits the use in the manufacture of electrical and electronic equipment of ten specific hazardous substances above stated limits: 

  • Lead (Pb): used for soldering, batteries, and components.
  • Mercury (Hg): used for fluorescent lamps, batteries, and switches.
  • Cadmium (Cd): used for batteries, pigments, and surface coatings.
  • Hexavalent Chromium (Cr VI): used for plating and surface finishing. 
  • Polybrominated biphenyls (PBBs): flame retardants for plastics. 
  • Polybrominated diphenyl ethers (PBDEs): also flame retardants. 
  • Bis(2-ethylhexyl) phthalate (DEHP): plasticizer for PVC. 
  • Butyl Benzyl Phthalate (BBP): used as a plasticizer in PVC. 
  • Dibutyl phthalate: used as a plasticizer in PVC. 
  • Diisobutyl Phthalate (DIBP): used as a plasticizer in PVC. 

These substances were selected for having known toxicity attributes and suspected injurious effects on human health and the environment.

Benefits of RoHS Certification

  • Market Access: Ensures legal access to the European market and other regions that adopt RoHS-like regulations.
  • Environmental Impact: Reduces the environmental impact by minimizing hazardous substances in electronic waste.
  • Consumer Safety: Protects consumer health by limiting exposure to toxic substances.
  • Brand Reputation: Enhances brand reputation and corporate responsibility by demonstrating commitment to environmental and health standards.
  • Competitive Advantage: Offers a competitive advantage in markets where consumers and businesses prioritize environmentally friendly products.
  • Risk Mitigation: Reduces the risk of non-compliance penalties, product recalls, and legal issues.

Exempted Products Under RoHS Certification

Nevertheless, RoHS states that some types of products and applications are exempted. These exceptions typically apply in two cases: 

  • The hazardous substance has no substitute for the intended use. 
  • For technical reasons, the hazardous substance would have to be used; removal would jeopardize the reliability and/or function of the product. 
  • The hazardous substance is considered to be present in negligible amounts and hence poses minimal risk. 

Specific products or applications can also be exempt from exclusion:

  • Lead in alloys
  • Mercury in certain types of lamps
  • Cadmium in specific electric contacts. 

It is pertinent to note that these exemptions are temporary in nature and will thus be reviewed for possible withdrawal whenever alternative technologies become viable. 

documents required

*Supplier Material Declarations: Statements from suppliers about the material composition and RoHS compliance of parts and components.

*Test Reports: Laboratory test reports confirming that products do not exceed RoHS limits for hazardous substances.

*Bill of Materials (BOM): A detailed list of all components and materials used in the product.

*Risk Assessments: Documentation of risk assessments conducted to identify potential RoHS compliance issues.

*Technical File: Comprehensive technical documentation including test reports, supplier declarations, BOM, risk assessments, and other relevant information.

*Declaration of Conformity (DoC): A formal declaration stating that the product complies with the RoHS directive.

*Compliance Procedures: Documentation of ongoing compliance procedures, such as internal audits, training, and supplier management.

Process of RoHS Certification

  1. Document Review
  • The manufacturer collects the necessary documents for submission to the certifying body at this very initial and critical stage. The documents are verified as to their state and the types of tests required on them. Important elements in this stage include:
  • Bill of Materials (BOM) Review: BOM is reviewed in detail to find all materials and components used in the finished product. 
  • Certifications of Compliance: Compatibility certifications from component suppliers are gathered and checked. The certifications serve as evidence of RoHS compliance with the components.
  • Test Results: Existing results of tests for RoHS compliance are obtained and presented.
  • Compliance File Generation: A compliance file containing all documents mentioned above is created, which will act as an up-to-date repository for all information related to RoHS. The file is put on the network for ready access and audit purposes.
  1. Verification: Testing and Analysis

Testing the levels of the 10 prohibited RoHS chemicals in the product is then followed by rigorous testing to verify the status of these chemicals. Such stage usually includes:

  • On-Site or XRF Testing: One would love X-ray fluorescence (XRF) analysis for the rapid screening detection of prohibited substances. It can be performed onsite via portable XRF analyzers.
  • Lab Phthalate Solvent Extraction Testing: More precisely analyzed, specifically for phthalates, lab tests through solvent extraction technique were done because this is considered to provide a quantitative assessment of the presence of these substances.
  1. Final Products Analysis: Auditing

After completion of the test, the certifying body conducts an on-site inspection of the manufacturing processes to ensure that they are RoHS compliant. This very comprehensive audit includes the following:

  • Factory Inspection: The factory, as a whole, is being inspected comprehensively, focusing accordingly on the quality management system, material handling procedure, and ROHS compliance implementation.
  • Annual Follow-ups (Possible): Many auditing firms conduct annual follow-up audits where random sampling may be involved, to continuously verify compliance and ensure the manufacturer of the RoHS standards. 
  1. Grant of License: RoHS Certified

Once the audit has been completed successfully, the manufacturer will be granted a RoHS certificate, which is sometimes referred to as a Certificate of Conformity or Declaration of Conformity. This certificate indicates that the product meets all the requirements of the RoHS directive and allows the manufacturer to market and sell his products within regions that require compliance with RoHS.

Why choose Diligence certification for ROHS certification?

Self-declaring RoHS compliance could appear like a cost-effective solution, but the advantages of demanding certification—especially when working with a trusted partner like Diligence certification —far exceed the initial cost. With diligence certification, manufacturers reduce their risks and increase their reliability. With less e-waste and hazardous materials in the environment, they will contribute sustainably and healthily in the future. It’s an investment in everyone’s future sustainability and product compliance.

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Frequently Asked Questions

This certification ensures that products in electrical and electronic equipment are no longer allowed to contain hazardous materials at amounts exceeding permissible limits for protecting the health of humans and general environments from toxic materials emanating from electronics manufacturing.

RoHS compliance is necessary for all electronic and electrical equipment (EEE), which can be associated with hazardous substances:

  •  Consumer Electronics (eg: smartphones, laptops, TVs)
  •  Household Appliances (eg: refrigerators, washing machines, air conditioning units)
  •  IT & Telecommunication Equipment (eg: networking devices, servers) 
  •  Lighting Products (eg: LED Bulbs, CFLs, Halogen Lamps) 
  •  Medical Devices (eg: scanners, diagnostic devices, implants) 
  •  Automotive Electrical Components (eg: Sensors, Batteries, Displays)

The following toxic substances are restricted or prohibited by RoHS directive: 

✔ Lead (Pb) - an element in solder and circuit boards

✔ Mercury (Hg) - for lamps and medical equipment

✔ Cadmium (Cd)- present in products like batteries and coatings 

✔ Hexavalent Chromium (Cr6+), which is used in metal plating 

✔ Polybrominated Biphenyls (PBBs) - as flame retardants

✔ Polybrominated Diphenyl Ethers (PBDEs) - in plastics 

✔ Phthalates (DEHP, BBP, DBP, DIBP)-in cables and casings

The time associated with the RoHS approval process has been generally fixed to be over 2-4 weeks and is dependent on:

✔ Complexity of the product

✔ Lab test, and compliance documentation.

✔ Processing time for the governments

The RoHS compliance process involves:

1️ Testing Products - Accredited labs carry out analysis of hazardous material levels.

2️ Document Preparation - Submit test reports, technical files and declarations for submission.

3️ Certification and Marking - Products receive RoHS compliance marking based on it. 

The cost of RoHS certification depends on:

✔ Product Category & Complexity

✔ Testing & Laboratory Fees

✔ Documentation & Compliance Charges

To get the exact cost estimation, contact Diligence Certifications.

Importation of Electronic products into India and export to RoHS-regulated markets make RoHS compliance mandatory, such as:

 European Union

 United States (California Proposition 65)

 United Kingdom

 China RoHS 

  • Product Test Reports from accredited labs
  • Bill of Materials (BoM) listing all components
  • Manufacturer's Declaration of Compliance
  • Technical Files and Safety Data Sheets
  • IEC Test Report for electrical components into India and exporting to RoHS-regulated markets such as the European Union (EU).

No, sales of non-RoHS-compliant electronics products are illegal as per Indian environmental laws. Non-conformity could bring about:

  • Seizure of the product and rejection of imports
  • Legal actions and constraints on business
  • Financial penalties.

Once RoHS Certification is obtained, no one needs to renew it for a lifetime, and the following cases will require resubmission for certification:

  • If the product design, raw materials, or components change.
  • If the applicable RoHS regulations are updated.

In case of RoHS test failure, consider:

  • Substitute any raw materials that contain hazardous materials.
  • Conduct retests at an accredited lab.
  • Amend any technical documentation and resubmit for a new certificate.
  • RoHS restricts hazardous substance content in electrical and electronic products.
  • REACH (Registration, Evaluation, Authorization & Restriction of Chemicals) applies to all chemical substances employed in production, including paints, coatings, and plastics.

Both certifications are vital to regulatory compliance and the safety of the product!

RoHS 3 (EU 2015/863) is the most up-to-date amendment, with the addition of four newly-listed phthalates:

  • Di(2-ethylhexyl) phthalate (DEHP)
  • Butyl benzyl phthalate (BBP)
  • Dibutyl phthalate (DBP)
  • Diisobutyl phthalate (DIBP)

Manufacturers and importers should comply with RoHS 3 requirements to ensure market access into the EU, India, China, and other RoHS-compliant jurisdictions.

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